Responsible for ensuring Credit Union compliance with State, Federal and NCUA laws and regulations. Ensures proper controls and safeguards are in place to protect the Credit Union from loss and exposure.
Monitors developing trends and changes in regulatory compliance requirements; advises Credit Union management of the operational impact of such trends and changes; develops appropriate revisions to disclosure forms, policies, procedures and processes.
Provides assistance to Credit Union staff regarding legal or procedural issues affecting members and issues written decisions; reviews documents, including but not limited to; Powers of Attorney, Letters of Conservatorship and Letters of Guardianship.
Reviews correspondence and marketing material for members to ensure compliance with laws and regulations; ensures Credit Union compliance with NCUA rules and regulations across departments
Bachelor’s degree in a relevant discipline
Three years experience handling legal or regulatory compliance